SECURITIES AMERICA ADVISORS, INC.

Company Number

0656631

Other Identifiers

SEC CIK number: 1056102

Status

Active

Incorporation Date

7 September 1982 (almost 41 years ago)

Company Type

Domestic Corp

Jurisdiction

Nebraska (US)

Controlling Company

LADENBURG THALMANN FINANCIAL SERVICES INC.

Business Classification Text

INVESTMENT ADVISORY AND FINANCIAL SERVICES

Agent Name

CSC-LAWYERS INCORPORATING SERVICE COMPANY

Agent Address

SUITE 1900, 233 SOUTH 13TH STREET, LINCOLN, Nebraska, 68508

Directors / Officers

BRYAN HILL, director, 1 Jan 1998-
CSC-LAWYERS INCORPORATING SERVICE COMPANY, agent
DAVID SCHMIDT, treasurer, 28 Feb 2022-
DAVID T SPINAR, secretary, 1 Jan 1999-
DAVID VAUGHAN JR, treasurer, 1 Jan 2014-
DAVID VAUGHAN, JR, cfo, 28 Feb 2020-
DONALD E FROUDE, director, 1 Jan 2010-
DOUG LENNICK, director, 1 Jan 1999-
GAYLE E PARSONS, treasurer, 1 Jan 2010-
JAMES D NAGENGAST, president, 1 Jan 2014-
JAMES D NAGENGAST, president/ceo, 28 Feb 2020-
JAMES D NAGENGAST, director, 28 Feb 2022-
JAMES M HEENEY, director, 1 Jan 2014-
JIM NAGENGAST, director, 1 Jan 1997-
JIM NAGENGAST, treasurer, 1 Jan 1997-
KEVIN J MILLER, secretary, 1 Jan 2014-
KEVIN J MILLER, executive vice president, general counsel, 28 Feb 2020-
KIRK HULETT, executive vice president, 1 Feb 2018-
KIRK HULETT, director, 1 Jan 2014-
KIRK J HULETT, director, 28 Feb 2022-
MATTHEW SCHLUETER, director, 28 Feb 2022-
NINA MCKENNA, secretary, 28 Feb 2022-
NORM K WEAVER, director, 1 Jan 1999-
P J WERTHEIM, president, 1 Jan 1997-
P J WERTHEIM, director, 1 Jan 1997-
P. JANINE WERTHEIM, president, 1 Feb 2012-
P. JANINE WERTHEIM, director, 1 Feb 2012-
P. JANINE WERTHEIM, president, 1 Feb 2018-
SHARON T RIPLEY, secretary, 1 Jan 1997-
STEPHEN K WILD, director, 1 Jan 1997-
STEVEN F MCWHORTER, director, 1 Jan 1997-
TERRANCE S DEWALD, secretary, 1 Feb 2012-
TERRENCE J DEWALD, secretary, 1 Jan 2008-
WALTER S BERMAN, director, 1 Jan 2010-

Registry Page

https://www.nebraska.gov/sos/corp/cor...

Recent filings for SECURITIES AMERICA ADVISORS, INC.

28 Feb 2022

Occupation Tax Report

21 Sep 2020

Merger

17 Jul 2020

Merger

18 Mar 2020

Change of Agent or Office

28 Feb 2020

Occupation Tax Report

14 Jan 2020

12 Nov 2019

15 Feb 2018

Source Nebraska Secretary of State, https://www.nebraska.gov/sos/corp/, 5 Jun 2023

Company Addresses

Company Address

NEW CENTURY BLDG STE 220 ROBERT VINCENT, 303 N 52ND ST, LINCOLN NE 68504

Head Office Address

12325 PORT GRACE BLVD, LA VISTA, Nebraska, 68128

Official Register Entries

SEC Edgar entry

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branch Securities America Advisors, Inc. (Texas (US), 23 Jan 2009- )
branch Securities America Advisors Inc. (Pennsylvania (US), 25 Sep 2008- )
branch SECURITIES AMERICA ADVISORS, INC. (Idaho (US), 25 Sep 2008- )
branch SECURITIES AMERICA ADVISORS, INC. (Arkansas (US), 7 Oct 2008- )
branch SECURITIES AMERICA ADVISORS, INC. (North Dakota (US), 2 Apr 2009- )
branch SECURITIES AMERICA ADVISORS, INC. (Ohio (US), 6 Oct 2008- )
branch Securities America Advisors, Inc. (North Carolina (US), 26 Sep 2008- )
branch SECURITIES AMERICA ADVISORS, INC. (Puerto Rico, 4 Jan 2008- )
branch Securities America Advisors, Inc. (Rhode Island (US), 30 Sep 2008- )
branch SECURITIES AMERICA ADVISORS, INC. (Iowa (US), 25 Sep 2008- )

branch SECURITIES AMERICA ADVISORS, INC. (Kentucky (US))		details
inactive branch SECURITIES AMERICA ADVISORS INC. (Kentucky (US))		details
inactive branch SECURITIES AMERICA ADVISORS, INC. (Utah (US), 11 Mar 1994- 1 Jun 1999)		details
branch SECURITIES AMERICA ADVISORS, INC. (Utah (US), 6 Oct 2008- )		details
branch SECURITIES AMERICA ADVISORS, INC. (Washington (US), 27 Sep 2010- )		details

LADENBURG THALMANN FINANCIAL SERVICES INC. (Florida (US), 5 Feb 1996- )		details
LADENBURG THALMANN FINANCIAL SERVICES INC. (Florida (US), 5 Feb 1996- )		details
LADENBURG THALMANN FINANCIAL SERVICES INC. (Florida (US), 5 Feb 1996- )		details
LADENBURG THALMANN FINANCIAL SERVICES INC. (Florida (US), 5 Feb 1996- )		details
LADENBURG THALMANN FINANCIAL SERVICES INC. (Florida (US), 5 Feb 1996- )		details

Mark Text	Register	NICE classifications	Registration Date
ROI PROFILE - THE NEW RELIABILITY OF INCOME PROFILE	United States Patent and Trademark Office	36	2011-05-17	details
NEXTPHASE	United States Patent and Trademark Office	36	2011-05-17	details
MANAGED OPPORTUNITIES	United States Patent and Trademark Office	36	2011-04-19	details
RETIREMENT OPPORTUNITIES	United States Patent and Trademark Office	36	2006-05-23	details
LIFEGUIDE PROGRAM	United States Patent and Trademark Office	36	2002-07-09	details

SECURITIES AMERICA ADVISORS, INC.

Recent filings for SECURITIES AMERICA ADVISORS, INC.

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